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Ahmet Çelik
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Ch33 Surface Roughness, Friction & Wear

MECH306

A metal surface has several layers:

  • Substrate — the bulk metal (structure set by composition + processing).
  • Work-hardened layer — plastically deformed during processing; thicker with dull tools / poor cutting.
  • Oxide layer — forms unless kept inert or a noble metal. Copper: bright when fresh → Cu₂O → CuO (dull). Stainless: chromium-oxide passivation. The oxide is usually harder than the base metal:
MetalOxide-to-base hardness ratio
Tin90
Aluminum70
Lead20
Nickel2
Copper1.6
Molybdenum0.3
  • On top: absorbed gas + moisture, then contaminants (dirt, dust, grease).

Surface Defects

Cracks (sharp separations), craters (shallow depressions), heat-affected zone (thermal cycling, no melting), inclusions (nonmetallic), intergranular attack (grain-boundary corrosion), residual stresses (non-uniform deformation/temperature).

Surface Texture

  • Flaws — random irregularities (scratches, holes).
  • Lay — direction of the predominant surface pattern.
  • Roughness — fine irregular deviations (smaller scale than waviness).
  • Waviness — broader deviations from flatness (like water waves).

Surface Roughness

Arithmetic mean (a,b,c,dotsa, b, c, dots = absolute ordinate values, nn = number of readings; the datum line makes the areas above and below equal):

Ra=a+b+c+d+nR_a = \frac{a + b + c + d + \cdots}{n}

Root-mean-square average:

Rq=a2+b2+c2+nR_q = \sqrt{\frac{a^2 + b^2 + c^2 + \cdots}{n}}

Units: µm (micrometer/micron) — note that 1000 µm = 1 mm. Also the maximum roughness height RtR_t = height between the deepest valley and the highest peak.

Measuring Roughness

  • Profilometers drag a diamond stylus along the surface; the travel distance = cutoff.
  • The finite stylus tip radius makes the trace a bit smoother than reality.
  • Traces use an exaggerated vertical scale.
  • Roughness can also be observed with an optical or scanning electron microscope.

Roughness in Engineering Practice

Why requirements differ so widely:

  • Precision — bearings and gages need smooth surfaces.
  • Friction, wear, lubrication.
  • Rougher surface → shorter fatigue life.
  • Rougher surface → higher electrical resistance.
  • Rougher surface → more entrapped corrosive media.
  • Appearance and cost.
  • Subsequent painting / coating.

Typical roughness values:

ComponentRaR_a
Clutch-disk faces3.2 µm
Brake drums1.6 µm
Crankshaft bearings0.32 µm
Bearing balls0.025 µm